Financial services

The financial services regulatory regime under the Corporations Act is a highly complex and technical area of the law and one that is subject to frequent change.

We can walk you through the financial services regulatory maze in a way that is easy to understand and ensure that your business is operating within the law.

We are experienced in providing financial services advice to a range of clients, and our lawyers can work with you to: 

• obtain an Australian Financial Services Licence;
• understand the application of the financial services regulatory regime to your business and to comply with that regime;
• develop compliance systems; and
• conduct audits on your compliance with the financial services laws.

Contact

Partner         Glenn Vassallo
Partner         Scott Standen